Commonwealth Consolidated Acts

[Index] [Table] [Search] [Search this Act] [Notes] [Noteup] [Previous] [Next] [Download] [Help]

AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION ACT 2001 - SECT 32A

Notice to produce books about financial services

    For the purposes of Division   2 of Part   2, ASIC may give to:

  (a)   a person who supplies, or has supplied, a financial service; or

  (b)   an eligible person in relation to that person;

a written notice requiring the production to a specified member or staff member, at a specified place and time, of specified books relating to:

  (c)   the supply of the financial service; or

  (d)   the financial service.

Note:   Failure to comply with a requirement made under this section is an offence (see section   63).


AustLII: Copyright Policy | Disclaimers | Privacy Policy | Feedback