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CORPORATIONS ACT 2001 - SECT 1011B

Definitions

                   In this Division:

"issue Statement" has the meaning given by subsection 1013A(1).

"offer" has a meaning affected by sections 1010C and 1011C.

"regulated person" , in relation to a financial product, means:

                     (a)  an issuer of the financial product; or

                     (b)  a seller of the financial product if the sale takes place in circumstances described in subsection 1012C(5), (6) or (8) (secondary sales that require a Product Disclosure Statement); or

                     (c)  any financial services licensee; or

                     (d)  any authorised representative of a financial services licensee; or

                      (f)  any person who is not required to hold an Australian financial services licence because the person is covered by:

                              (i)  paragraph 911A(2)(j); or

                             (ii)  an exemption in regulations made for the purposes of paragraph 911A(2)(k); or

                            (iii)  an exemption specified by ASIC for the purposes of paragraph 911A(2)(l); or

                     (g)  any person who is required to hold an Australian financial services licence but who does not hold such a licence.

"responsible person" for a Product Disclosure Statement has the meaning given by subsection 1013A(3).

"sale" has a meaning affected by section 1010C.

"sale Statement" has the meaning given by subsection 1013A(2).



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