Commonwealth Consolidated Acts

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CORPORATIONS ACT 2001 - SECT 1015E

Altering a Statement after its preparation and before giving it to a person

  (1)   A regulated person must not, in purported compliance with a provision of this Part, give a person a Statement that has been altered (otherwise than pursuant to paragraph   (b)) after the date of the Statement if either or both of the following paragraphs applies:

  (a)   the alteration was not made by, or with the authority of, the issuer or seller, as the case requires, of the financial products;

  (b)   the alteration is a material alteration and the date of the Statement has not been changed to:

  (i)   if a copy of the altered Statement has been lodged with ASIC (see subsection   (2))--the date on which it was so lodged; or

  (ii)   in any other case--the date on which the alteration was made.

Note:   Failure to comply with this subsection is an offence (see subsection   1311(1)).

  (2)   If the alteration is a material alteration to a Statement that has been lodged with ASIC under section   1015B, that section applies to the altered Statement as if it were a new Statement.


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