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CORPORATIONS ACT 2001 - SECT 1225B

Responsibility of secretary of corporate director for certain contraventions by corporate director

                   For the purposes of subsection 188(1) as it applies to the secretary of the corporate director, the provisions identified in column 1 of the following table, in addition to the provisions mentioned in subsection 188(1), are taken to be corporate responsibility provisions :

 

Provisions that are taken to be corporate responsibility provisions

Item

Column 1

Provision(s)

Column 2

Topic

1

(a) subsection 1222L(3);

(b) subsection 1222L(7)

notifying ASIC of status as a retail CCIV or wholesale CCIV

2

(a) subsection 1223C(5);

(b) subsection 1223D(3)

lodgement of modified or replaced constitution and notifying ASIC when changes takes effect

3

(a) subsection 1224T(3);

(b) subsection 1224U(4);

(c) subsection 1224W(8)

lodgement of notices about the corporate director of a CCIV

4

(a) subsection 1226(3);

(b) subsection 1226D(4);

(c) subsection 1226E(3)

lodgement of compliance plans etc. (retail CCIV only)

5

subsection 1226G(4)

lodgement of report of auditor of compliance plan (retail CCIV only)

6

subsection 1226K(1)

notifying ASIC when auditor of compliance plan changes (retail CCIV only)

7

subsection 1230J(5)

lodgement of a redemption offer

8

subsection 1230J(8)

notifying ASIC of the cancellation of a redemption offer

 



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