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CORPORATIONS ACT 2001 - SECT 1225B

Responsibility of secretary of corporate director for certain contraventions by corporate director

    For the purposes of subsection   188(1) as it applies to the secretary of the corporate director, the provisions identified in column 1 of the following table, in addition to the provisions mentioned in subsection   188(1), are taken to be corporate responsibility provisions :

 

Provisions that are taken to be corporate responsibility provisions

Item

Column 1

Provision(s)

Column 2

Topic

1

(a) subsection   1222L(3);

(b) subsection   1222L(7)

notifying ASIC of status as a retail CCIV or wholesale CCIV

2

(a) subsection   1223C(5);

(b) subsection   1223D(3)

lodgement of modified or replaced constitution and notifying ASIC when changes takes effect

3

(a) subsection   1224T(3);

(b) subsection   1224U(4);

(c) subsection   1224W(8)

lodgement of notices about the corporate director of a CCIV

4

(a) subsection   1226(3);

(b) subsection   1226D(4);

(c) subsection   1226E(3)

lodgement of compliance plans etc. (retail CCIV only)

5

subsection   1226G(4)

lodgement of report of auditor of compliance plan (retail CCIV only)

6

subsection   1226K(1)

notifying ASIC when auditor of compliance plan changes (retail CCIV only)

7

subsection   1230J(5)

lodgement of a redemption offer

8

subsection   1230J(8)

notifying ASIC of the cancellation of a redemption offer

 


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