For the purposes of subsection 188(1) as it applies to the secretary of the corporate director, the provisions identified in column 1 of the following table, in addition to the provisions mentioned in subsection 188(1), are taken to be corporate responsibility provisions :
Provisions that are taken to be corporate responsibility provisions | ||
Column 1 Provision(s) |
Column 2 Topic | |
1 |
(a) subsection 1222L(3); (b) subsection 1222L(7) |
notifying ASIC of status as a retail CCIV or wholesale CCIV |
2 |
(a) subsection 1223C(5); (b) subsection 1223D(3) |
lodgement of modified or replaced constitution and notifying ASIC when changes takes effect |
3 |
(a) subsection 1224T(3); (b) subsection 1224U(4); (c) subsection 1224W(8) |
lodgement of notices about the corporate director of a CCIV |
4 |
(a) subsection 1226(3); (b) subsection 1226D(4); (c) subsection 1226E(3) |
lodgement of compliance plans etc. (retail CCIV only) |
5 |
subsection 1226G(4) |
lodgement of report of auditor of compliance plan (retail CCIV only) |
6 |
subsection 1226K(1) |
notifying ASIC when auditor of compliance plan changes (retail CCIV only) |
7 |
subsection 1230J(5) |
lodgement of a redemption offer |
8 |
subsection 1230J(8) |
notifying ASIC of the cancellation of a redemption offer |