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CORPORATIONS ACT 2001 - SECT 1299F

Notification of certain matters

             (1)  An authorised audit company must notify ASIC if a condition or restriction to which the company's registration is subject is contravened.

             (2)  The notice under subsection (1) must:

                     (a)  set out details of the contravention; and

                     (b)  be given within 14 days after the company becomes aware of the contravention; and

                     (c)  be lodged with ASIC in the prescribed form.

             (3)  An authorised audit company must notify ASIC if:

                     (a)  details of a matter are required by subsection 1299E(2) to be entered in the Register of Authorised Audit Companies in relation to the company; and

                     (b)  a change occurs in that matter while the company is registered as an authorised audit company.

             (4)  The notice under subsection (3) must:

                     (a)  set out details of the change; and

                     (b)  be given within 28 days after the change occurs; and

                     (c)  be lodged with ASIC in the prescribed form.

             (5)  A company that applies for registration as an authorised audit company must notify ASIC if:

                     (a)  details of a matter would be required by subsection 1299E(2) to be entered in the Register of Authorised Audit Companies in relation to the company if it were to be registered; and

                     (b)  a change occurs in that matter before the application is granted or rejected.

             (6)  The notice under subsection (5) must:

                     (a)  set out details of the change; and

                     (b)  be given within 28 days after the change occurs; and

                     (c)  be lodged with ASIC in the prescribed form.



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