Commonwealth Consolidated Acts

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Certain persons who are not yet covered by Parts 7.6, 7.7 and 7.8 of the amended Corporations Act are required to comply with Part 7.9 obligations as if they were regulated persons

                   From the time from which the new product disclosure provisions start to apply in relation to a particular financial product, the following persons must comply with those provisions in relation to that product, as if they were regulated persons as defined in section 1011B of the amended Corporations Act, even though they are not yet subject, or fully subject, to Parts 7.6, 7.7 and 7.8 of that Act:

                     (a)  a regulated principal;

                     (b)  a representative (as defined in section 1436) of a regulated principal; or

                     (c)  an insurance agent (as defined in section 1436A).

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