Commonwealth Consolidated Acts

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CORPORATIONS ACT 2001 - SECT 1441

Certain persons who are not yet covered by Parts 7.6, 7.7 and 7.8 of the amended Corporations Act are required to comply with Part 7.9 obligations as if they were regulated persons

    From the time from which the new product disclosure provisions start to apply in relation to a particular financial product, the following persons must comply with those provisions in relation to that product, as if they were regulated persons as defined in section   1011B of the amended Corporations Act, even though they are not yet subject, or fully subject, to Parts   7.6, 7.7 and 7.8 of that Act:

  (a)   a regulated principal;

  (b)   a representative (as defined in section   1436) of a regulated principal; or

  (c)   an insurance agent (as defined in section   1436A).


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