Commonwealth Consolidated Acts

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Obligation to notify the Registrar of CPD year

             (1)  A notice must be lodged with the Registrar under this section if, before 1 January 2019, ASIC granted an applicant an Australian financial services licence that covers the provision of personal advice to retail clients in relation to relevant financial products.

             (2)  The notice must meet any requirements of the data standards.

             (3)  The notice must be lodged by the licensee before 1 January 2019.

             (4)  Subsection 922HA(3) applies as if a reference in that subsection to subsection 922HA(1) or (3) included a reference to this section.

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