Commonwealth Consolidated Acts

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Complying with market integrity rules

             (1)  The following entities must comply with the market integrity rules:

                     (a)  operators of licensed markets;

                     (b)  participants in licensed markets;

                     (c)  entities prescribed by the regulations for the purposes of this paragraph.

Note:          This subsection is a civil penalty provision (see section 1317E). For relief from liability to a civil penalty relating to this subsection, see section 1317S.

             (2)  Subsection (1) does not apply in relation to a financial market the operator of which is licensed under subsection 795B(2) (overseas markets).

             (3)  If there is an inconsistency between the market integrity rules and the derivative transaction rules or the derivative trade repository rules, the market integrity rules prevail to the extent of the inconsistency.

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