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CORPORATIONS ACT 2001 - SECT 901D

Regulations may limit the persons on whom requirements may be imposed

                   The regulations may provide that the derivative transaction rules:

                     (a)  cannot impose requirements (or certain kinds of requirements) on certain classes of persons; or

                     (b)  can only impose requirements (or certain kinds of requirements) on certain classes of persons in certain circumstances.

Note:          A class of persons may be described by reference to any matter, including (for example):

(a)    the volume of derivative transactions entered into by persons over a period; or

(b)    the characteristics or nature of persons or of their businesses; or

(c)    the place of residence or business of persons.


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