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CORPORATIONS ACT 2001 - SECT 901E

Obligation to comply with derivative transaction rules

  (1)   A person must comply with provisions of the derivative transaction rules that apply to the person.

Note:   This section is a civil penalty provision (see section   1317E). For relief from liability to a civil penalty relating to this section, see section   1317S.

  (2)   If there is an inconsistency between the derivative transaction rules and the derivative trade repository rules, the derivative transaction rules prevail to the extent of the inconsistency.

Note 1:   If there is an inconsistency between the market integrity rules and the derivative transaction rules, the market integrity rules prevail: see subsection   798H(3).

Note 2:   If there is an inconsistency between the standards determined under section   827D and the derivative transaction rules, the standards prevail: see subsection   827D(2A).

Note 3:   If there is an inconsistency between the derivative transaction rules and the client money reporting rules, the derivative transaction rules prevail: see subsection   981M(2).


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