Commonwealth Consolidated Acts Commonwealth Consolidated ActsA person must comply with provisions of the derivative trade repository rules that apply to the person.
Note 1: This section is a civil penalty provision (see section 1317E). For relief from liability to a civil penalty relating to this section, see section 1317S.
Note 2: The only persons on whom derivative trade repository rules may impose requirements are operators of licensed derivative trade repositories, and officers of such operators (see section 903B).
Note 3: If there is an inconsistency between the market integrity rules and the derivative trade repository rules, the market integrity rules prevail: see subsection 798H(3).
Note 4: If there is an inconsistency between the standards determined under section 827D and the derivative trade repository rules, the standards prevail: see subsection 827D(2A).
Note 5: If there is an inconsistency between the derivative transaction rules and the derivative trade repository rules, the derivative transaction rules prevail: see subsection 901E(2).
Note 6: If there is an inconsistency between the
derivative trade repository rules and the client money reporting rules, the
derivative trade repository rules prevail: see subsection 981M(2).