Commonwealth Consolidated Acts

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CORPORATIONS ACT 2001 - SECT 921Y

Unregistered relevant providers not to provide personal advice

                   A relevant provider must not provide personal advice to retail clients in relation to relevant financial products unless a registration of the relevant provider under subsection 921ZC(1) is in force.

Note:          This section is a restricted civil penalty provision (see sections 921Q and  1317E).



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