Commonwealth Consolidated Acts
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CORPORATIONS ACT 2001 - SECT 921Y
Unregistered relevant providers not to provide personal advice
A relevant provider must not provide personal advice to retail clients in
relation to relevant financial products unless a registration of the
relevant provider under subsection 921ZC(1) is in force.
Note: This section is a
restricted civil penalty provision (see sections 921Q and 1317E).
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