Commonwealth Consolidated Acts

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Ongoing obligation to notify ASIC when there is a change in a matter for a relevant provider

             (1)  A notice must be lodged under this section, in accordance with section 922L, if:

                     (a)  there is a change in a matter, particulars of which are entered for a relevant provider in the Register of Relevant Providers (other than a change that is a direct consequence of an act by ASIC); or

                     (b)  both of the following apply:

                              (i)  a notice is lodged under section 922D in relation to a relevant provider by a financial services licensee without including the information referred to in paragraph 922F(1)(k);

                             (ii)  the information becomes known to the licensee after the notice is lodged.

Note:          For paragraph (1)(a) of this section, an example of a change in a matter would be a person ceasing to be a relevant provider.

             (2)  The notice must include the following information:

                     (a)  the new particulars or information to be entered in the Register;

                     (b)  the relevant provider's name;

                     (c)  if applicable, the number given to the relevant provider under section 922R.

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