Commonwealth Consolidated Acts Commonwealth Consolidated Acts(1) Notices must be given under sections 922D and 922H in relation to a person who was a relevant provider even if the person ceases to be a relevant provider before a notice has been lodged under section 922D.
(2) A notice is not required to be given under section 922HB in relation to a person if:
(a) the person was a relevant provider at the end of a financial services licensee's CPD year; and
(b) the person was authorised at that time to provide personal advice to retail clients, on behalf of the licensee, in relation to relevant financial products; and
(c) the person ceases to be a relevant provider within 30 business days of becoming a relevant provider.
(3) A notice is not required to be given under sections
922J and 922K in relation to a person who starts or ceases to have control of
a body corporate licensee if the person ceases to have control of the licensee
within 30 business days of starting to have control of the licensee.