Commonwealth Consolidated Acts

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CORPORATIONS ACT 2001 - SECT 922P

Change in matter within 30 business days

             (1)  Notices must be given under sections 922D and 922H in relation to a person who was a relevant provider even if the person ceases to be a relevant provider before a notice has been lodged under section 922D.

             (2)  A notice is not required to be given under section 922HB in relation to a person if:

                     (a)  the person was a relevant provider at the end of a financial services licensee's CPD year; and

                     (b)  the person was authorised at that time to provide personal advice to retail clients, on behalf of the licensee, in relation to relevant financial products; and

                     (c)  the person ceases to be a relevant provider within 30 business days of becoming a relevant provider.

             (3)  A notice is not required to be given under sections 922J and 922K in relation to a person who starts or ceases to have control of a body corporate licensee if the person ceases to have control of the licensee within 30 business days of starting to have control of the licensee.



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