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CORPORATIONS ACT 2001 - SECT 941A

Obligation on financial services licensee to give a Financial Services Guide if financial service provided to person as a retail client

  (1)   A financial services licensee (the providing entity ) must give a person a Financial Services Guide in accordance with this Division if the providing entity provides a financial service to the person (the client ) as a retail client.

  (2)   This section has effect subject to section   941C.

  (3)   A person contravenes this subsection if the person contravenes subsection   (1).

Note:   This subsection is a civil penalty provision (see section   1317E).


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