Commonwealth Consolidated Acts

[Index] [Table] [Search] [Search this Act] [Notes] [Noteup] [Previous] [Next] [Download] [Help]

CORPORATIONS ACT 2001 - SECT 941A

Obligation on financial services licensee to give a Financial Services Guide if financial service provided to person as a retail client

             (1)  A financial services licensee (the providing entity ) must give a person a Financial Services Guide in accordance with this Division if the providing entity provides a financial service to the person (the client ) as a retail client.

             (2)  This section has effect subject to section 941C.

             (3)  A person contravenes this subsection if the person contravenes subsection (1).

Note:          This subsection is a civil penalty provision (see section 1317E).



AustLII: Copyright Policy | Disclaimers | Privacy Policy | Feedback