Commonwealth Consolidated Acts

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CORPORATIONS ACT 2001 - SECT 962

Application of this Division

             (1)  This Division applies in a case where:

                     (a)  a financial services licensee, or a representative of a financial services licensee, enters into an ongoing fee arrangement with another person (the client ); and

                     (b)  the arrangement has not terminated for any reason.

             (2)  This Division also applies in a case where:

                     (a)  the rights of a financial services licensee, or a representative of a financial services licensee, under an ongoing fee arrangement are assigned to another person; and

                     (b)  the arrangement has not terminated for any reason.



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