Commonwealth Consolidated Acts

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CORPORATIONS ACT 2001 - SECT 991C

Regulations may deal with various matters relating to instructions to deal through licensed markets

    The regulations may do all or any of the following in relation to instructions received by financial services licensees to deal in financial products through licensed markets:

  (a)   impose requirements relating to the order in which instructions are to be transmitted to a licensed market or to another financial services licensee who is a participant in a licensed market;

  (b)   impose requirements relating to the order in which dealings that have been effected on a licensed market are to be allocated to instructions;

  (c)   prohibit the disclosure of instructions in specified circumstances.


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