Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 1.0.03A

Documents that must be in the prescribed form

Documents lodged under the Act

             (1)  A document mentioned in the table under a provision of the Act mentioned in the table must be in the prescribed form.

 

Item

Document

Provision of the Act

1A

Certificate to the effect that all documents accompanying a notice lodged under section 263 or 264 of the Act have been duly stamped as required by any applicable law relating to stamp duty

Paragraph 265(4)(b)

1B

Notice stating that a person other than the original chargee has become the holder of a registrable charge on property of a company

Subsection 268(1)

1C

Notice setting out particulars of a variation in the terms of a registrable charge on property of a company

Subsection 268(2)

1

Notice of appointment to administer a compromise or arrangement

Subsection 415(1)

2

Notice that an order for the appointment of a receiver of property has been obtained or of the appointment of a receiver

Paragraph 427(1)(a)

3

Notice of the appointment of a person to enter into possession or take control of the property of a corporation

Paragraph 427(1A)(a)

4

Notice of entering into possession or taking control

Paragraph 427(1B)(a)

5

Notice that the person has ceased to be a controller

Paragraph 427(4)(a)

6

Written notice stating that a company is taken to have passed a resolution to wind up the company

Paragraph 446A(5)(a)

7

Notice of the appointment of an administrator

Paragraph 450A(1)(a)

8

Notice of failure to execute deed of company arrangement

Paragraph 450C(a)

9

Notice of termination of deed of company arrangement

Paragraph 450D(a)

10

Notice of filing of application to wind up a company

Paragraph 470(1)(a)

11

Notice of making of order to wind up a company

Paragraph 470(1)(b)

12

Notice of withdrawal or dismissal of application to wind up a company

Paragraph 470(1)(c)

15

Written notice disclaiming property

Subsection 568A(1)

20

A copy of the whole or a specified part of the register of members of a notified foreign passport fund

Subsection 1213P(4)

Documents lodged under the Passport Rules

             (2)  If the Passport Rules for this jurisdiction contain a requirement to lodge a document with ASIC (however the lodgement is described), the document must be lodged with ASIC in the prescribed form.

Note:          The requirement in the Passport Rules need not use the word "lodge". For example, if the Passport Rules contain a requirement to notify ASIC of a matter or to provide a document to ASIC, subregulation (2) requires the notification or document to be in the prescribed form.

Note:          Under section 350 of the Act, a document that the Act requires to be lodged with ASIC in a prescribed form must:

(a)    if a form for the document is prescribed in these Regulations, be in that prescribed form; and

(b)    if a form for the document is not prescribed in these Regulations but ASIC has approved a form for the document, be in that approved form.



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