Commonwealth Consolidated Regulations

CORPORATIONS REGULATIONS 2001 - REG 1.0.08

  (1)   A document lodged under subsection   319(1) of the Act for a financial year must be accompanied by the approved form setting out the following information:

  (a)   if the disclosing entity is a company (other than a retail CCIV):

  (i)   the ACN of the company or, if the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ACN, the ABN of the company; and

  (ii)   the dates on which the financial year to which the document relates begins and ends; and

  (iii)   a statement of certification in accordance with regulation   1.0.16; or

  (b)   if the disclosing entity is a body (other than a company):

  (i)   the ARBN of the body or, if the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ARBN, the ABN of the body; and

  (ii)   the dates on which the financial year to which the document relates begins and ends; and

  (iii)   a statement of certification in accordance with regulation   1.0.16; or

  (c)   if the disclosing entity is a registered scheme:

  (i)   the ARSN of the scheme or, if the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ARSN, the ABN of the scheme; and

  (ii)   the dates on which the financial year to which the document relates begins and ends; and

  (iii)   the name of the responsible entity of the scheme and the name of the scheme; and

  (iv)   a statement of certification in accordance with regulation   1.0.16; or

  (d)   if the disclosing entity is a retail CCIV:

  (i)   the name of the sub - fund of the CCIV in respect of which the document is lodged; and

  (ii)   the name of the corporate director of the CCIV; and

  (iii)   the ACN of the CCIV or, if the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ACN, the ABN of the company; and

  (iv)   the ARFN of that sub - fund of the CCIV or, if the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ARFN, the ABN of that sub - fund; and

  (v)   the dates on which the financial year to which the document relates begins and ends; and

  (vi)   a statement of certification in accordance with regulation   1.0.16; or

  (e)   if the disclosing entity is a registrable superannuation entity:

  (i)   the entity's ABN; and

  (ii)   the dates on which the financial year to which the document relates begins and ends; and

  (iii)   the name of the entity and its RSE licensee; and

  (iv)   a statement of certification in accordance with regulation   1.0.16.

Note:   Section   1232C of the Act extends section   292 of the Act to preparing annual financial reports and directors' reports for sub - funds of retail CCIVs, and applies Division   1 of Part   2M.3 of the Act accordingly.

  (2)   A document lodged by a notified foreign passport fund under subsection   319(1AA) of the Act for a financial year must be accompanied by the approved form setting out the following information:

  (a)   the NFPFRN for the fund and any other unique number for the fund allocated to the fund by ASIC;

  (b)   the name of the fund;

  (c)   the name and ARBN of the operator of the fund;

  (d)   the dates on which the financial year to which the document relates begins and ends;

  (e)   a statement of certification in accordance with regulation   1.0.16.