Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 10.2.120B

Continuation of SIS Regulations during transition period

  (1)   For section   1444 of the Act, this regulation applies in relation to a financial product:

  (a)   to which the SIS Act applied immediately before the FSR commencement; and

  (b)   for which a transition period exists.

  (2)   The following provisions of the SIS Regulations, as in force immediately before the FSR commencement, continue to apply in relation to the financial product:

  (a)   Divisions   2.1 and 2.3;

  (b)   Subdivisions   2.4.1 and 2.4.2;

  (c)   Divisions   2.5, 2.7 and 2.7A;

  (d)   Subdivisions   2.8.1, 2.8.3, 2.8.4 and 2.8.5;

  (da)   regulation   3.10;

  (e)   regulation   4.01;

  (f)   regulation   5.12;

  (g)   regulation   5.15 (other than paragraphs 5.15(a) and (c));

  (h)   regulations   5.17 and 5.22;

  (i)   regulation   6.17;

  (j)   regulation   6.28;

  (k)   regulation   6.29;

  (l)   subregulation   13.07(2).

  (3)   Subregulation (2) ceases to apply in relation to the financial product at the end of the transition period for the financial product.


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