Commonwealth Consolidated Regulations

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Obligations of securities exchange: particulars of contravention

             (1)  This regulation applies if:

                     (a)  a securities exchange was required, before the FSR commencement, to lodge a statement under subsection 776(2A) of the old Corporations Act in relation to a contravention of the securities exchange's business rules or listing rules; and

                     (b)  the securities exchange had not complied with the requirement before the FSR commencement; and

                     (c)  the period for compliance had not expired before the FSR commencement.

             (2)  On and after the FSR commencement, the requirement is taken to be a requirement under paragraph 792B(2)(c) of the Act.

             (3)  The market licensee to which subregulation (2) relates is taken to have complied with its obligations under paragraph 792B(2)(c) of the Act if it complies with those obligations as soon as practicable after the FSR commencement.

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