Commonwealth Consolidated Regulations

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Prospectus content--specific disclosures

             (1)  This regulation applies in relation to a regulated principal mentioned in item 1 of the table in section 1430 of the Act if the regulated principal is named in a prospectus as being involved in any way in the issue or sale of the securities to which the prospectus applies.

             (2)  A reference in paragraph 711(4)(e) of the Act to a person named in a prospectus as a financial services licensee includes the regulated principal.

             (3)  Subregulation (2) ceases to apply in relation to the regulated principal at the end of the transition period in relation to the regulated principal.

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