Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 10.2.14

Obligations of securities exchange: information about listed disclosing entity

  (1)   This regulation applies if:

  (a)   a securities exchange was required, before the FSR commencement, to give ASIC a document under subsection   776(2B) of the old Corporations Act containing information about a listed disclosing entity; and

  (b)   the securities exchange had not complied with the requirement before the FSR commencement; and

  (c)   the period for compliance had not expired before the FSR commencement.

  (2)   On and after the FSR commencement, the requirement is taken to be a requirement under subsection   792C(1) of the Act.

  (3)   The market licensee to which subregulation   (2) relates is taken to have complied with its obligations under subsection   792C(1) of the Act if it complies with those obligations as soon as practicable after the FSR commencement.


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