Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 10.2.142

Member organisation

  (1)   For section   1444 of the Act, this regulation applies in relation to a regulated principal.

  (2)   A reference in paragraph   (a) of the definition of member organisation in section   9 of the old Corporations Act to a securities exchange or a stock exchange includes a licensed market for securities.

  (3)   A reference in paragraph   (a) of the definition of member organisation in section   9 of the old Corporations Act to the business rules of a securities exchange or a stock exchange includes the operating rules of a licensed market for securities.

  (4)   A reference in paragraph   (b) of the definition of member organisation in section   9 of the old Corporations Act to a futures organisation includes a licensed market for derivatives.

  (5)   A reference in paragraph   (b) of the definition of member organisation in section   9 of the old Corporations Act to a member of a futures organisation includes a participant of a licensed market for derivatives.

  (6)   A reference in subparagraph   (b)(ii) of the definition of member organisation in section   9 of the old Corporations Act to a partnership that a futures organisation recognises as a member organisation includes a partnership that a market licensee recognises as a member organisation.


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