Commonwealth Consolidated Regulations Commonwealth Consolidated Regulations(1) For section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 1 or 2 of the table in section 1430 of the Act.
(2) A reference in subsection 786(8) of the old Corporations Act to a member of a securities exchange includes a participant of a licensed market for securities.
(3) A reference in subsection 786(8) of the old Corporations Act to a securities exchange includes a market licensee.
(4) A reference in subsection 786(8) of the
old Corporations Act to a member firm includes a participating firm.