Commonwealth Consolidated Regulations
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CORPORATIONS REGULATIONS 2001 - REG 10.2.152
Dealers' financial records
(1) For section 1444 of the Act, this regulation applies in
relation to a regulated principal mentioned in item 1 of the table in
section 1430 of the Act.
(2) A reference in paragraph 856(10)(c) of the old Corporations Act
to a dealer includes a financial services licensee.
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