Commonwealth Consolidated Regulations

[Index] [Table] [Search] [Search this Regulation] [Notes] [Noteup] [Previous] [Next] [Download] [Help]

CORPORATIONS REGULATIONS 2001 - REG 10.2.155

Court may freeze certain bank accounts of dealers and former dealers

  (1)   For section   1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item   1 of the table in section   1430 of the Act.

  (2)   A reference in paragraph   874(1)(b) of the old Corporations Act to the business rules of a securities exchange of which a person is or has been a member includes the operating rules of a licensed market for securities of which the regulated principal is or has been a participant.


AustLII: Copyright Policy | Disclaimers | Privacy Policy | Feedback