Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 10.2.159

Licensee to notify breach of licence condition

  (1)   For section   1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item   3 or 4 of the table in section   1430 of the Act.

  (2)   A reference in paragraph   1153(1)(b) of the old Corporations Act to a futures organisation of which a licensee is a member includes the operator of a licensed market for derivatives of which the regulated principal is a participant.


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