Commonwealth Consolidated Regulations

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Obligations of clearing house for futures exchange: information about listed disclosing entity

             (1)  This regulation applies if:

                     (a)  a clearing house for a futures exchange was required, before the FSR commencement, to give ASIC particulars of action under subsection 1139(3) of the old Corporations Act; and

                     (b)  the clearing house had not complied with the requirement before the FSR commencement; and

                     (c)  the period for compliance had not expired before the FSR commencement.

             (2)  On and after the FSR commencement, subsection 1139(4) of the old Corporations Act, as in force immediately before the FSR commencement, continues to have effect in relation to the clearing house in its capacity as a market licensee.

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