Commonwealth Consolidated Regulations

CORPORATIONS REGULATIONS 2001 - REG 10.2.180

  (1)   For section   1444 of the Act, this regulation applies in relation to a regulated principal.

  (2)   A reference in subregulation   7.3.02B(8) of the old Corporations Regulations to:

  (a)   the holder of a dealers licence; or

  (b)   the holder of an investment advisers licence;

includes a financial services licensee.