Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 10.2.181

Exemption from licensing--certain dealings

  (1)   For section   1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item   5 of the table in section   1430 of the Act.

  (2)   A reference in paragraph   7.3.10A(b) of the old Corporations Regulations to a life insurance broker within the meaning of the Insurance (Agents and Brokers) Act 1984 includes the regulated principal.


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