Commonwealth Consolidated Regulations
[Index]
[Table]
[Search]
[Search this Regulation]
[Notes]
[Noteup]
[Previous]
[Next]
[Download]
[Help]
CORPORATIONS REGULATIONS 2001 - REG 10.2.187
Charging brokerage on principal transactions
(1) For section 1444 of the Act, this regulation applies in
relation to a regulated principal.
(2) A reference in subregulation 7.4.04A(1) of the
old Corporations Regulations to a member of a securities exchange includes a
participant of a licensed market.
AustLII: Copyright Policy
| Disclaimers
| Privacy Policy
| Feedback