Commonwealth Consolidated Regulations
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CORPORATIONS REGULATIONS 2001 - REG 10.2.187
Charging brokerage on principal transactions
(1) For section 1444 of the Act, this regulation applies in
relation to a regulated principal.
(2) A reference in subregulation 7.4.04A(1) of the
old Corporations Regulations to a member of a securities exchange includes a
participant of a licensed market.
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