Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 10.2.192

Which futures broker to comply with subsection 1207(1) of old Corporations Act in relation to certain transactions

  (1)   For section   1444 of the Act, this regulation applies in relation to a regulated principal.

  (2)   A reference in regulation   8.4.03A of the old Corporations Regulations to a futures broker includes a financial services licensee.

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