Commonwealth Consolidated Regulations
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CORPORATIONS REGULATIONS 2001 - REG 10.2.192
Which futures broker to comply with subsection 1207(1) of old Corporations Act in relation to certain transactions
(1) For section 1444 of the Act, this regulation applies in
relation to a regulated principal.
(2) A reference in regulation 8.4.03A of the old Corporations
Regulations to a futures broker includes a financial services licensee.
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