Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 10.2.193

Exemption of certain transactions from paragraphs 1207(1)(g) and (h) of old Corporations Act

  (1)   For section   1444 of the Act, this regulation applies in relation to a regulated principal.

  (2)   A reference in paragraph   8.4.04(b) of the old Corporations Regulations to a member of a clearing house of a futures exchange includes a participant of a licensed CS facility that provides its services for the clearing and settlement of transactions effected through a licensed market for derivatives.

  (3)   A reference in paragraph   8.4.04(d) of the old Corporations Regulations to the business rules of a futures exchange includes the operating rules of a licensed market for derivatives.


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