Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 10.2.201A

References to financial services licensees

                   For section 1444 of the Act:

                     (a)  a reference in paragraph 648J(4)(c) of the Act to a professional investor includes the holder of a licence of any type granted or issued under the old Corporations Act; and

                     (b)  a reference in subregulation 6.5.01(3) to a financial services licensee includes the holder of a licence of any type granted or issued under the old Corporations Act.



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