Commonwealth Consolidated Regulations

[Index] [Table] [Search] [Search this Regulation] [Notes] [Noteup] [Previous] [Next] [Download] [Help]

CORPORATIONS REGULATIONS 2001 - REG 10.2.207

Periodic statements for retail clients for financial products that have an investment component

             (1)  For section 1444 of the Act, this regulation applies if:

                     (a)  a person acquired a financial product, as described in subsection 1017D(1) of the Act; and

                     (b)  the issuer of the financial product was a regulated principal in relation to the financial product.

             (2)  The reporting period for the financial product, worked out in accordance with the old Corporations Act, is taken to be a reporting period for the Act.



AustLII: Copyright Policy | Disclaimers | Privacy Policy | Feedback