Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 10.2.212

Hawking of managed investment products

  (1)   For section   1444 of the Act, a reference in subsection   992AA(2) of the Act to a financial services licensee includes a regulated principal.

  (2)   Subregulation (1) ceases to apply in relation to a regulated principal at the end of the transition period in relation to the regulated principal.

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