Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 10.2.33

Securities of exempt stock markets

  (1)   This regulation applies to a listed security, within the meaning of the SIS Act, that was, immediately before the FSR commencement, a share, unit, bond or debenture, right or other security, listed for quotation in the official list of an exempt stock market.

  (2)   On and after the FSR commencement, the share, unit, bond or debenture, right or other security is taken to be a listed security for the purposes of the SIS Act.

  (3)   Subregulation (2) ceases to apply if:

  (a)   the person conducting the exempt stock market to which the share, unit, bond or debenture, right or other security relates becomes:

  (i)   an Australian financial services licensee; or

  (ii)   an Australian market licensee; or

  (b)   the exempt stock market to which the share, unit, bond or debenture, right or other security relates ceases to operate.


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