Commonwealth Consolidated Regulations

CORPORATIONS REGULATIONS 2001 - REG 10.2.35A

                   For subparagraph 1433(1)(b)(i) of the Act, each of the following is a regulated principal to whom section 1433 of the Act applies:

                     (a)  a regulated principal mentioned in item 14 of the table in subregulation 10.2.38(2);

                     (b)  a regulated principal mentioned in item 15 of the table in subregulation 10.2.38(2).