Commonwealth Consolidated Regulations

[Index] [Table] [Search] [Search this Regulation] [Notes] [Noteup] [Previous] [Next] [Download] [Help]

CORPORATIONS REGULATIONS 2001 - REG 10.2.39

Reference to offer covered by Australian financial services licence: section 911A of the Act

             (1)  For section 1444 of the Act, this regulation applies in relation to:

                     (a)  a regulated principal; and

                     (b)  a representative of a regulated principal within the meaning of subsection 1436(1) of the Act.

             (2)  A reference in paragraph 911A(2)(b) of the Act to a financial services licensee includes a regulated principal.

             (3)  A reference in paragraph 911A(2)(b) of the Act to an authorised representative includes a representative of a regulated principal.

             (4)  A reference in paragraph 911A(2)(b) of the Act to an offer covered by a financial services licensee's Australian financial services licence includes an offer within the regulated activities of the regulated principal.

             (5)  Subregulations (2), (3) and (4) cease to apply in relation to the regulated principal and the representative at the end of the transition period in relation to the regulated principal.



AustLII: Copyright Policy | Disclaimers | Privacy Policy | Feedback