Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 10.2.87

Dispute resolution requirements: no external dispute resolution scheme

                   For section 1444 of the Act, paragraph 1017G(2)(b) of the Act does not apply in relation to a particular activity of, or a particular financial product offered by, an issuer or a regulated person at any time within 2 years after the FSR commencement unless, at that time:

                     (a)  there is an external dispute resolution scheme in existence that satisfies subparagraphs 1017G(2)(b)(i) and (ii) of the Act; and

                    (aa)  the external dispute resolution scheme applies to that activity or financial product; and

                     (b)  the external dispute resolution scheme has been in existence for a period of at least 3 months.



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