Commonwealth Consolidated Regulations

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ASIC may have regard to prior conduct and events

             (1)  For a provision of Part 7.6 of the Act mentioned in subregulation (2), ASIC is not precluded from having regard to any of the following matters in exercising its powers and performing its functions under the provision:

                     (a)  a matter that arose at any time before the FSR commencement;

                     (b)  a matter that arose during the transition period;

                     (c)  a matter that arose before a person becomes subject to the amended Corporations Act in relation to:

                              (i)  all of the person's business; or

                             (ii)  a particular part of the person's business.

             (2)  The provisions are:

                     (a)  paragraph 913B(1)(b); and

                     (b)  paragraph 913B(1)(c); and

                     (c)  subsection 913B(2); and

                     (d)  subsection 913B(3); and

                     (e)  paragraph 915C(1)(a); and

                      (f)  paragraph 915C(1)(aa); and

                     (g)  paragraph 915C(1)(b); and

                     (h)  paragraph 920A(1)(b); and

                      (i)  paragraph 920A(1)(ba); and

                      (j)  paragraph 920A(1)(e); and

                     (k)  paragraph 920A(1)(f); and

                      (l)  regulations made for paragraph 913B(1)(d); and

                    (m)  subsection 912C(1); and

                     (n)  subsection 914A(1); and

                     (o)  paragraphs 915B(1)(a), (b), (c) and (d); and

                     (p)  paragraphs 915B(2)(a), (b) and (c); and

                     (q)  paragraphs 915B(3)(a), (b), (c) and (d); and

                      (r)  paragraphs 915B(4)(a), (b) and (c); and

                      (s)  paragraph 915C(1)(d); and

                      (t)  paragraphs 915C(2)(a) and (b); and

                     (u)  subsection 916G(1); and

                     (v)  paragraph 920A(1)(bb); and

                    (w)  paragraph 920A(1)(c); and

                     (x)  subsection 920D(1).

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