Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 2C.1.03

Improper purposes for getting copy of register

                   For paragraph 173(3A)(b) of the Act, the following purposes are prescribed:

                     (a)  soliciting a donation from a member of a company;

                     (b)  soliciting a member of a company by a person who is authorised to assume or use the word stockbroker or sharebroker in accordance with section 923B of the Act;

                     (c)  gathering information about the personal wealth of a member of a company;

                     (d)  making an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act;

                     (e)  making an invitation that, were it an offer to purchase a financial product, would be an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act.

Note:          See subsection 1019D(1) of the Act for a description of unsolicited offers to purchase financial products off-market.



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