Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 2N.4.01

Particulars ASIC may require in a return of particulars (Act s 348B)

                   For section 348B of the Act, the following particulars are prescribed:

                     (a)  the personal details of a director, secretary or alternate director mentioned in subsection 205B(3) of the Act;

                     (b)  the date of appointment or cessation of a director, secretary or alternate director;

                     (c)  the date of change of name or change of address of a director, secretary or alternate director;

                     (d)  evidence that a specified person is (or is not) a director, secretary or alternate director;

                     (e)  completion of a declaration indicating that the company is a special purpose company within the meaning of regulation 3 of the Corporations (Review Fees) Regulations 2003 ;

                      (f)  the name of the ultimate holding company;

                     (g)  the date on which a company became, or ceased to be, the ultimate holding company;

                     (h)  the previous name, or the new name, of the ultimate holding company;

                      (i)  the date of issue, cancellation, or transfer of shares;

                      (j)  the date of any change to amounts paid on shares;

                     (k)  a statement of whether or not shares for one or more members are beneficially owned;

                      (l)  the date of any change to beneficial ownership of shares;

                    (m)  any of the following information from the share structure table for a class of share:

                              (i)  the share class code;

                             (ii)  the full title of the class of share;

                            (iii)  the total number of shares in the class that have been issued;

                            (iv)  the total amount paid for shares in the class;

                             (v)  the total amount unpaid for shares in the class;

                     (n)  the date on which a new member's name was entered in the register of members;

                     (o)  a statement that the company is:

                              (i)  a small proprietary company mentioned in subsection 45A(2) of the Act; or

                             (ii)  a large proprietary company mentioned in subsection 45A(3) of the Act; or

                            (iii)  a foreign controlled small proprietary company mentioned in paragraph 292(2)(b) of the Act;

                     (p)  a statement that the company is listed (or not listed) on a financial market, and the name of the financial market (if any);

                     (q)  the new name of the responsible entity in relation to a managed investment scheme;

                      (r)  a statement of whether the company or registered scheme complies with subsection 348C(2) or (3) of the Act;

                      (s)  information that a company is required to provide under subsection 142(2), 146(1), 205B(1) or (4), 254X(1) or 319(1) of the Act.

Note 1:       Under section 348B of the Act, ASIC may require a company or responsible entity to provide a prescribed particular in response to a return of particulars given by ASIC under section 348A.

Note 2:       A member , for a managed investment scheme, includes an interest holder or unit holder--see section 9 of the Act.

   



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