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CORPORATIONS REGULATIONS 2001 - REG 7.1.09

Obligations related to clearing and settlement facility

             (1)  For paragraph 768A(1)(b) of the Act, the following obligations are prescribed:

                     (a)  each obligation arising from a contract to transfer a financial product mentioned in paragraph 764A(1)(a) of the Act;

                     (b)  each obligation arising from a contract to transfer a financial product mentioned in paragraph 764A(1)(b) of the Act;

                     (c)  each obligation arising from acquiring or providing a financial product mentioned in paragraph 764A(1)(c) of the Act;

                     (d)  each obligation arising from a contract to transfer a financial product mentioned in paragraph 764A(1)(j) of the Act;

                     (e)  each obligation arising from a contract to transfer a financial product mentioned in paragraph 764A(1)(ba) of the Act;

                      (f)  each obligation arising from a contract to transfer a financial product mentioned in paragraph 764A(1)(k) of the Act;

                    (fa)  each obligation arising from a contract to transfer a carbon unit, an Australian carbon credit unit or an eligible international emissions unit;

Note:          See paragraphs 764A(1)(ka) and (kb) of the Act.

                     (g)  each obligation arising from a contract to transfer a right that includes an undertaking by a body to repay, as a debt, money deposited with or lent to the body;

                     (h)  each obligation arising from the entry into a repurchase agreement.

             (2)  In this regulation, repurchase agreement means a repurchase transaction, in relation to a financial product, entered into pursuant to:

                     (a)  The Bond Market Association and the International Securities Market Association Global Master Repurchase Agreement (known as the TBMA/ISMA Global Master Repurchase Agreement); or

                     (b)  another commonly used master agreement for repurchase transactions.



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