Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.1.17B

Retail clients and wholesale clients: aggregation of amounts for price or value of financial product

  (1)   For paragraph   761G(10)(a) of the Act, this regulation applies in relation to a class of financial products that:

  (a)   are provided by the same product issuer to:

  (i)   a particular person; or

  (ii)   an associate of the person; or

  (iii)   a body corporate controlled and wholly owned by the person; and

  (b)   are provided at or about the same time.

  (2)   The price for the provision of the financial products may be calculated by:

  (a)   calculating the total price for the provision of all of the financial products in the class; and

  (b)   treating the total price as the price for the provision to the particular person of a single financial product.

  (3)   The value of the financial products may be calculated by:

  (a)   calculating the total value of all of the financial products in the class; and

  (b)   treating the total value as the value of a single financial product provided to the particular person.


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