Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.2.01

Obligation to inform ASIC of certain matters: contraventions of licence or Act

                   For paragraph 792B(3)(b) of the Act, a matter to which that paragraph relates is any matter that, in the opinion of a market licensee, constitutes or may constitute a contravention of:

                     (a)  a condition of a licence held by a financial services licensee; or

                     (b)  Subdivision A or B of Division 2 of Part 7.8 of the Act; or

                     (c)  Division 3 of Part 7.8 of the Act; or

                     (d)  Subdivision B of Division 6 of Part 7.8 of the Act.


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