Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.2.01

Obligation to inform ASIC of certain matters: contraventions of licence or Act

    For paragraph   792B(3)(b) of the Act, a matter to which that paragraph relates is any matter that, in the opinion of a market licensee, constitutes or may constitute a contravention of:

  (a)   a condition of a licence held by a financial services licensee; or

  (b)   Subdivision A or B of Division   2 of Part   7.8 of the Act; or

  (c)   Division   3 of Part   7.8 of the Act; or

  (d)   Subdivision B of Division   6 of Part   7.8 of the Act.


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