Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.2.04

Obligation to inform ASIC of certain matters: voting power in market licensee

  (1)   This regulation applies if a market licensee becomes aware that a person has come to have, or has ceased to have, more than 15% of the voting power in the market licensee or in a holding company of the market licensee.

  (2)   For subsection   792B(5) of the Act, the information to be given to ASIC by the market licensee is:

  (a)   the person's name and contact details; and

  (b)   if known by the market licensee, the date on which the person came to have, or ceased to have, more than 15% of the voting power; and

  (c)   if the market licensee knows the voting power that the person had immediately before the person came to have, or ceased to have, more than 15% of the voting power, that voting power; and

  (d)   whether the market licensee knows the manner in which the person came to have, or ceased to have, more than 15% of the voting power, and, if the market licensee knows the manner, details of what the market licensee knows.


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