Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.2.06

Annual report of market licensee

                   For subsection 792F(2) of the Act, if an annual report by a market licensee does not contain any of the following information, the information must accompany the annual report:

                     (a)  a description of the activities the market licensee has undertaken in the financial year;

                     (b)  the resources (including financial, technological and human resources) that the market licensee had available, and used, in order to ensure that it has complied with its obligations in Chapter 7 of the Act, and, in particular, the obligation contained in subparagraph 792A(c)(i) of the Act;

                     (c)  an analysis of the extent to which the market licensee considers that the activities undertaken, and resources used, have resulted in full compliance with all its obligations under Chapter 7 of the Act.



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