Commonwealth Consolidated Regulations

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Content of licensed market's written procedures

                   For subsection 793A(2) of the Act, the following matters are matters in respect of which a licensed market must have written procedures to the extent that the market integrity rules do not deal with a matter:

                     (a)  exchange of appropriate information with:

                              (i)  clearing and settlement facilities; and

                             (ii)  other financial markets; and

                            (iii)  ASIC;

                     (b)  arrangements to ensure the integrity and security of systems (including computer systems);

                     (c)  arrangements for the monitoring of compliance by participants and listed entities with the operating rules of the licensed market:

                     (d)  the assessment, investigation (if justified) and settlement of market-related disputes between participants;

                      (f)  the recording and effective disclosure of transactions;

                     (g)  the provision of information about market processes.

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